Corporate Compliance Advisory Services

Strengthening Corporate Compliance to Navigate Regulatory Challenges

The exponential rise in compliance requirements, coupled with high scrutiny from regulatory agencies, demands that companies adopt a vigilant and strictly compliant approach to their business operations. Even a small failure to abide by rules and regulations can have substantial consequences for companies and key management personnel, including fines, legal action and more importantly reputational damages.

Hence, it is crucial now more than ever that businesses have a torchbearer who would assist them with better corporate governance and thus help reduce risk exposure while assisting them in meeting all the statutory requirements and being compliant with laws and regulations governing the jurisdiction.

How can we help?

Our Corporate Compliance Advisory Services would help you tackle key challenges like:

Identifying the right target operating model for corporate compliance matters

Lack of bandwidth for business partnering and value adds

Lack of awareness regarding the benefits of good corporate governance

Frequent regulatory changes and judicial pronouncements

High attrition in the organisation’s Corporate Secretarial team leading to lack of day-to-day support of experts

Lack of KPI driven culture

Why KPMG in India?

At KPMG in India, we help you stay ahead of the curve on all corporate governance and compliance matters.

With deep industry knowledge, we support companies at each stage from the beginning of entity incorporation to the final stages of winding up. We leverage a right blend of technology and enable businesses to focus more on their strategic objectives, while thoroughly abiding by the statutory requirements.

We are driven by proactive and collaborative approach, further characterized by:

Access to KPMG in India’s diversified experience and KPMG's network of member firms

Intelligent compliance insights and standardised compliance checklists

Transparency and ethical conduct in governance

Focus on core competency while we assist the organisations in complex compliances

Cost saving and efficiency driven results

Flexibility and scalability in operations to suit your business requirements

Mitigate regulatory and compliance risk and improve compliance

Compelling commercial model to unlock your revenue potential

Our service offerings

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I. Incorporation and set up services

Providing understanding of Indian regulatory landscape
Guidance on appropriate entity structure
Assistance in registration of the desired entity structure

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II. Advising on corporate compliances

Board and Shareholders related compliances
Event based compliances
- Alteration of memorandum & articles of association
- Changes in authorised & paid-up share capital
- Condoning the delay in filing of ROC forms with Central Government
- Execution of corporate actions on issues such as bonuses, debentures, ESOPs and loan-to equity conversions, etc.
- Assistance in shifting of registered office of the company & LLP
- Conversion of entities from one structure to another
Annual compliances
Limited Liability Partnership compliances
One Person Company (OPC) compliances
Foreign company compliances
Liaison office

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III. Pre - IPO assistance

Review of existing compliances
Way forward on gaps identified
Assistance in conversion from Private to Public
Assistance with prospectus
Assistance with Listing

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IV. Societies and trust

Assistance in formation documents
Registration of societies and trusts
Annual compliances
Compliance support

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V. Reviews and remedial support

Review of existing compliances under applicable corporate laws
Identify the compliance gaps
Offering remedial support to rectify those gaps
Developing SOPs

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VI. Closure and pre-closure services

Strike off and summary winding up
Assistance in preparation of necessary applications

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VII. Listed company compliances

Advising on composition of Board and its mandatory committees
Event based compliances
- Change in directors and key managerial personnel disclosures
- Identification and disclosure of material events
- Disclosures on fund raising related activities such as preferential allotment, rights issue, bonus issue etc.
- Correspondence support
Assistance in quarterly compliances viz:
- Shareholding pattern
- Corporate governance report
- Investor grievance report
- Financial results
Assistance in formulation of policies
Assistance in preparation of annual report
Identification of material events
Understanding and identifying the related parties
Assistance in Insider Trading Compliances
Assistance in Takeover code Compliances