Legal advice in the financial sector

Navigating the complex world of financial regulations

In today's dynamic financial environment, regulatory compliance is increasingly crucial. As regulatory requirements evolve rapidly, financial institutions must remain agile and informed. Navigating the complex landscape requires expertise, foresight, and a strategic approach.

KPMG Law's Financial Services help organizations understand and respond to changes, ensuring compliance and effectively managing risk.

Why choose KPMG Law

Industry expertise: KPMG Law has a team of professionals with deep knowledge across various sectors within the financial industry. Our diverse expertise allows us to offer solutions tailored to the specific needs of each client.
Comprehensive support: From legal analyses and regulatory advice to reporting and training, KPMG Law provides a range of services to address different aspects of regulatory compliance.
Technology-driven insights: By leveraging advanced technology, KPMG Law enhances its financial services with data analytics and automation tools. An innovative approach that streamlines processes, improves accuracy, and provides insights relevant to your business.
Global presence, local understanding: Through our global KPMG network of more than 2,300 lawyers in 78 countries, KPMG Law combines global reach with local expertise. This allows us to support financial institutions in navigating international compliance effectively.
Forward-thinking approach: KPMG Law's financial experts focus on anticipating changes rather than merely reacting to them. By staying informed about emerging trends and potential regulatory shifts, KPMG Law helps financial institutions adapt their strategies proactively.

KPMG Law has a team of experts with substantial experience from the financial sector. We recognize the challenges and work alongside financial institutions to develop strategies that not only ensure compliance but also align with business objectives. By understanding the specific regulatory pressures faced by each client, KPMG Law provides tailored solutions that address both immediate compliance needs and long-term strategic goals.

What we offer

Authorisations, New Business Set-Ups, Branch Establishment

We guide financial institutions through the process of obtaining necessary authorizations and licenses from regulatory bodies such as the Swedish Financial Supervisory Authority. We offer strategic advice on establishing new financial entities and branches, ensuring compliance with financial regulations and facilitating seamless entry into the Swedish market.

Regulatory Change, Monitoring and Transformation

We offer proactive regulatory change management and monitoring services, providing updates on emerging financial regulations and keeping you informed of legislative developments that may impact your operations. We assist in transforming regulatory frameworks to integrate new requirements seamlessly, minimizing disruption and ensuring compliance.

Governance Reviews and Corporate Reorganisations

KPMG Law conducts governance reviews for financial institutions, assessing the effectiveness of governance structures and practices. We provide actionable recommendations to enhance governance frameworks, ensuring alignment with regulatory requirements and industry best practices. We assist financial entities in restructuring operations to improve efficiency and adapt to market changes.

Legal and Regulatory Advice and Analysis

Our team provides legal and regulatory advisory services tailored to the financial sector, helping institutions navigate complex regulatory frameworks. We conduct detailed compliance analyses to identify potential risks and offer strategic solutions to ensure adherence to both Swedish and EU regulations.

Contractual Reviews and Due Diligence

Our legal experts conduct contractual reviews, ensuring your agreements are robust, enforceable, and aligned with your strategic objectives. We identify potential legal risks and propose amendments to protect your interests. Additionally, our due diligence services offer comprehensive assessments of legal, financial, and operational aspects in transactions, supporting informed decision-making and risk management.

New Product Analysis

KPMG Law offers specialized legal analysis for the launch of new financial products, assessing compliance with relevant regulations and industry standards.