Kate Dawson

Kate Dawson

Wholesale Conduct & Capital Markets, EMA FS Regulatory Insight Centre

KPMG in the UK

Kate has been a  Director in KPMG’s EMA FS Regulatory Insights Centre (RIC) for over five years leading on Capital Markets & Digital Finance regulation, publishing analysis, providing insights and SME consultancy support on regulatory change to KPMG financial services clients. Kate has been monitoring and understanding the impact of EU and UK regulatory changes such as Brexit, LIBOR cessation, MiFIR/MIFID II review and the growing regulatory focus on financial market infrastructure. Kate has also been closely following developments in the regulation of the use of emerging technology in finance, especially in the areas of cryptoassets, DLT and artificial intelligence. Prior to KPMG, Kate has over 15 years' experience working in Compliance and Operations areas of global investment banks as well as supervising them while at the UK FCA.

  1. Areas of expertise
    • Banking
    • Capital Markets
    • Capital Markets Readiness
    • Financial Reporting
    • Financial Risk Management
    • Financial Services
    • Risk Management
  2. Education & qualification
    • MEng in Civil Engineering