Wealth and Asset Management Regulatory Insights

Welcome to KPMG in the UK’s hub for insights on wealth and asset management regulation.

Here you will find analysis and thought leadership on the full spectrum of regulatory priorities shaping the wealth and asset management sector in the UK and the EU.

KPMG professionals have significant experience across these areas, as well as the skills and expertise to help wealth and asset management clients with regulatory change and transformation. Please reach out to the team if you have any queries. You can also sign up here to receive alerts direct to your email inbox.

Featured insights

In this rapidly changing regulatory environment, KPMG’s 2025 Evolving Asset Management regulation report serves as an essential resource for navigating today's shifting asset management regulatory landscape.

Facing the Future

Regulatory focus areas and responding to recent events

Our insights

2026
2025
2024/23

Watch on demand: AI webinar with the FCA and industry experts

A year of measured simplification

Uplifting industry practices (FCA CP25/38)

Sustainability reporting for listed companies

Following industry engagement, the European Commission has proposed significant, wide-ranging amendments to the Sustainable Finance Disclosure Regulation (SFDR) which has applied since March 2021.

Getting the balance right to protect consumers

Technology comes to the fore

New reports – same substance?

Key considerations for market participants

A worldwide transition?

Risk management and financial resilience in investment management

Frameworks begin applying

Comparing UK and EU approaches

How it started: how it’s going

Improvements required

Deepening trust and rebalancing risk, to support growth and improve lives

EU and UK savings and investment initiatives

Reconciling frameworks with the competitiveness agenda

Draft Statutory Instrument and latest Discussion Paper have been published

Restructuring and streamlining

Navigating the opportunities and challenges

The FCA has announced that it is changing the way it will communicate its supervisory priorities to firms. But what will these changes mean in practice?

Progressing the advice guidance boundary review (CP 25/17)

Implementation routes for transition plan requirements

Serious non-financial misconduct (NFM) such as bullying, harassment and violence is a matter of regulatory concern, not just for banks, but for all regulated financial services firms and their staff — so says the FCA.