Wealth and Asset Management Regulatory Insights

The articles on this page provide insights on the evolving investment management regulatory environment

View on the financial district with Main river in Frankfurt city, Germany

The asset management industry in the UK and the EU continues to face a challenging regulatory environment, with a series of long-running initiatives and new proposals on the horizon, some giving rise to new opportunities. To be successful in such interesting times, firms need to navigate a challenging course.

The key regulatory themes currently driving policy and supervisory activity in the sector include sustainable finance, systemic risk, governance, investor protection and efforts to widen investor choice. 

KPMG professionals have a wealth of experience across these areas, as well as the skills and expertise to help clients with regulatory change and regulatory-driven transformation across wealth and asset management firms.

Our most recent thought leadership and related articles can be found below.


Related content

Private asset management

Evolving regulatory expectations

Private assets under the spotlight

Regulatory implications for financial services and beyond

Ongoing advice charges

Meeting the FCA's expectations

Extending the SDR regime

New rules for portfolio managers

Preparing for AIFMD II

Implications and actions for firms

The FCA's anti-greenwashing rule

Meeting the 31 May deadline

Regulatory Insights

Providing pragmatic and insightful intelligence on regulatory developments.

Culture and the Consumer Duty

Creating the right conditions to thrive.

Proposals for an EU Retail Investment Strategy

Wide-ranging changes to improve consumer outcomes

EU Sustainable Finance Disclosure Regulation

Further updates, useful clarifications and significant potential changes

Tightening up fund liquidity management

The FCA’s review and wider developments

Focusing on private assets

Valuation practices under scrutiny

TCFD-aligned reporting for UK Asset Managers

A recap of the FCA’s fast-approaching disclosure requirements

Consumer Duty

Raising the bar for consumer protection

Our people 

David Collington

Wealth and Asset Management, EMA FS Regulatory Insights Centre

KPMG in the UK

Connect with us

KPMG combines our multi-disciplinary approach with deep, practical industry knowledge to help clients meet challenges and respond to opportunities. Connect with our team to start the conversation.

Two colleagues having a chat