Cross-Border Financial Services

Cross-border business activities are an important pillar of the financial industry ever since, bearing considerable legal- and reputational risks. Hence, financial service providers with international client bases are confronted with a multitude of country-specific regulations.

Cross-border financial services are subject to extensive controls in an increasingly tightened regulatory environment. Strict compliance with respective local provisions is a central topic. This is where KPMG can support you.

KPMG Cross-Border Products & Services

Cross-Border Country Manuals (digital + physical)

Standard Banking Manuals
Product Distribution Manuals
Independent Asset Manager (IAM) Manuals
Investment Banking Manuals
Crypto Services Manuals
Trust Services & Wealth Planning Manuals
Tax Manuals
Succession Manuals

Cross-Border Compliance & Advisory Services

Cross-border health check & gap analysis (in comparison to the regulatory minimum standards & best practices)
Support with setting up a cross-border control framework covering:
- Cross-border governance framework (organizational setup & policies)
- Risk analysis & definition of target operating model
- Design of processes (e.g. training & travel concepts, etc.) and monitoring controls (ICS)
- Collaboration with third parties (e.g. Finders, IAMs, etc.)

Cross-Border Services

Regulatory & Compliance

Download

Cross-Border Manuals for Investment Banking Services

Mitigate your legal and reputational risks when providing investment banking services

Download

Why KPMG

Our dedicated cross-border competence center with a proven track record supports you in all cross-border matters relying on:

an overarching global network (covering over 150 jurisdictions)
profound market knowledge and experience based on intense interactions and strong relationships with market participants as well as the local regulators
a full service offering in all aspects of cross-border compliance and client suitability
fully standardized cross-border manuals that make the internal handling / processing easy and lowering implementation costs
our manuals also being available as a digital cross-border solution (can be used as a web-based solution or fully integrated into your core banking system via API)